David C. Kuo - 22 Oct 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Oct 2024
Net transactions value
-$88,829
Form type
4
Filing time
24 Oct 2024, 16:02:12 UTC
Previous filing
26 Sep 2024
Next filing
12 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $10,939 -591 -0.44% $18.51 132,330 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $16,178 -874 -0.66% $18.51 131,456 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $19,306 -1,043 -0.79% $18.51 130,413 22 Oct 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $33,855 -1,829 -1.4% $18.51 128,584 22 Oct 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $8,552 -462 -0.36% $18.51 128,122 22 Oct 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer