Hung-Lun (Fred) Chang - Jan 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Jan 22, 2025
Transactions value $
-$229,622
Form type
4
Date filed
1/23/2025, 06:10 PM
Previous filing
Nov 22, 2024
Next filing
Apr 15, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$30K -996 -0.51% $30.15 195K Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$44.4K -1.47K -0.75% $30.15 194K Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$53K -1.76K -0.91% $30.15 192K Jan 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$83.2K -2.76K -1.44% $30.15 189K Jan 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$19.1K -632 -0.33% $30.15 189K Jan 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager