David C. Kuo - Jan 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Jan 22, 2025
Transactions value $
-$152,438
Form type
4
Date filed
1/23/2025, 06:11 PM
Previous filing
Nov 18, 2024
Next filing
Apr 15, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$18.8K -623 -0.63% $30.15 97.5K Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$27.8K -921 -0.94% $30.15 96.6K Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$33.1K -1.1K -1.14% $30.15 95.5K Jan 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$58.1K -1.93K -2.02% $30.15 93.6K Jan 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$14.7K -487 -0.52% $30.15 93.1K Jan 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer