Chih-Hsiang (Thompson) Lin - Jan 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Jan 22, 2025
Transactions value $
-$826,200
Form type
4
Date filed
1/23/2025, 06:11 PM
Previous filing
Oct 24, 2024
Next filing
Apr 15, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$106K -3.53K -0.27% $30.15 1.31M Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$153K -5.07K -0.39% $30.15 1.31M Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$188K -6.23K -0.48% $30.15 1.3M Jan 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$299K -9.93K -0.76% $30.15 1.29M Jan 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$79.8K -2.65K -0.21% $30.15 1.29M Jan 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.