Shu-Hua (Joshua) Yeh - Jan 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jan 22, 2025
Transactions value $
-$234,386
Form type
4
Date filed
1/23/2025, 06:12 PM
Previous filing
Oct 24, 2024
Next filing
Apr 15, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$32.4K -1.08K -0.41% $30.15 264K Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$49.3K -1.64K -0.62% $30.15 263K Jan 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$57.3K -1.9K -0.72% $30.15 261K Jan 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$77K -2.55K -0.98% $30.15 258K Jan 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$18.4K -610 -0.24% $30.15 258K Jan 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and Asia General Manager