Thomas J. Kozlowski Jr. - Sep 16, 2015 Form 4 Insider Report for AppTech Payments Corp. (APCX)

Role
Director
Signature
/s/ Thomas J. Kozlowski, Jr.
Stock symbol
APCX
Transactions as of
Sep 16, 2015
Transactions value $
$1,107,680
Form type
4
Date filed
3/21/2025, 04:45 PM
Next filing
Jan 16, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APCX Common Stock Award $20K +26.3K $0.76 26.3K Sep 16, 2015 Direct
transaction APCX Common Stock Award $10K +13.2K +50% $0.76 39.5K Dec 18, 2015 Direct
transaction APCX Common Stock Award $150K +105K +266.67% $1.43 145K Dec 28, 2015 By Roth IRA F1
transaction APCX Common Stock Award $500 +526 +0.36% $0.95 145K May 23, 2016 Direct
transaction APCX Common Stock Award $12.5K +13.2K +9.06% $0.95 158K May 25, 2016 Direct
transaction APCX Common Stock Award $2.4K +3.16K +1.99% $0.76 162K Jun 17, 2016 Direct
transaction APCX Common Stock Award $17.5K +36.8K +22.8% $0.48 198K Mar 31, 2017 Direct
transaction APCX Common Stock Award $7.5K +26.3K +13.26% $0.29 225K Aug 9, 2017 Direct
transaction APCX Common Stock Award $62.5K +26.3K +11.71% $2.38 251K Sep 18, 2020 By LLC F2
transaction APCX Common Stock Award $83.7K +26.3K +10.48% $3.18 277K Feb 19, 2021 Direct
transaction APCX Common Stock Award $16.7K +5.26K +1.9% $3.18 283K Feb 19, 2021 By LLC F2
transaction APCX Common Stock Award $28.7K +12.1K +4.28% $2.38 295K Sep 23, 2021 Direct
transaction APCX Common Stock Award $128K +37.4K +12.68% $3.42 332K Nov 15, 2021 By LLC F2
transaction APCX Common Stock Award $9.75K +7.5K +2.26% $1.30 340K Mar 24, 2022 By IRA F3
transaction APCX Common Stock Award $16.1K +12.5K +3.68% $1.29 352K Mar 28, 2022 Direct
transaction APCX Common Stock Award $15.3K +19.4K +5.51% $0.79 372K Jun 16, 2022 Direct
transaction APCX Common Stock Award $12K +13.4K +3.62% $0.89 385K Oct 21, 2022 Direct
transaction APCX Common Stock Award $6.82K +15.5K +4.03% $0.44 400K Dec 9, 2024 By IRA F3
transaction APCX Common Stock Award $83.3K +100K +24.97% $0.83 500K Dec 30, 2024 By Roth IRA F1, F4
transaction APCX Common Stock Award $167K +200K +39.96% $0.83 700K Dec 30, 2024 Direct F4
transaction APCX Common Stock Award $250K +250K +35.69% $1.00 950K Mar 20, 2025 By LLC F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APCX APCXW Award $541 +2.26K $0.24 2.26K May 26, 2022 Common Stock 2.26K $4.15 Direct
transaction APCX APCXW Award $1.81K +6.7K +296.99% $0.27 8.96K Jun 6, 2022 Common Stock 6.7K $4.15 Direct
transaction APCX APCXW Award $2.44K +9.05K +101.09% $0.27 18K Jun 7, 2022 Common Stock 9.05K $4.15 Direct
transaction APCX APCXW Award $3.08K +12.3K +68.3% $0.25 30.3K Oct 21, 2022 Common Stock 12.3K $4.15 Direct
transaction APCX Firm Warrant 4 Award +100K +329.92% 130K Dec 30, 2024 Common Stock 100K $0.90 By Roth IRA F1, F4
transaction APCX Firm Warrant 4 Award +200K +153.48% 330K Dec 30, 2024 Common Stock 200K $0.90 Direct F4
transaction APCX Firm Warrant 5 Award +150K +45.41% 480K Dec 30, 2024 Common Stock 150K $1.20 By Roth IRA F1, F4
transaction APCX Firm Warrant 5 Award +300K +62.46% 780K Dec 30, 2024 Common Stock 300K $1.20 Direct F4
transaction APCX Firm Warrant 6 Award +250K +32.04% 1.03M Mar 20, 2025 Common Stock 250K $0.90 By LLC F2, F5
transaction APCX Firm Warrant 7 Award +375K +36.4% 1.41M Mar 20, 2025 Common Stock 375K $1.20 By LLC F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Thomas J. Kozlowski, Jr. Roth IRA dated 12/31/2019. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.
F2 Timber Ridge Ventures, LLC, dated 7/4/2018. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants and is the Manager.
F3 The Thomas J. Kozlowski, Jr. IRA dated 12/29/2017. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.
F4 Warrants were issued in conjunction with direct investments in the Company, where each $0.833 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.
F5 Warrants were issued in conjunction with direct investments in the Company, where each $1.00 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.