Hung-Lun (Fred) Chang - Apr 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Apr 22, 2025
Transactions value $
-$59,908
Form type
4
Date filed
4/24/2025, 04:03 PM
Previous filing
Apr 15, 2025
Next filing
May 2, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$9.72K -967 -0.44% $10.05 220K Apr 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$17.1K -1.71K -0.77% $10.05 218K Apr 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$26.9K -2.68K -1.22% $10.05 216K Apr 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$6.17K -614 -0.28% $10.05 215K Apr 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager.