David C. Kuo - Apr 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Apr 22, 2025
Transactions value $
-$40,351
Form type
4
Date filed
4/24/2025, 04:05 PM
Previous filing
Apr 15, 2025
Next filing
May 2, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$6.08K -605 -0.53% $10.05 114K Apr 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$10.7K -1.07K -0.94% $10.05 113K Apr 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$18.8K -1.87K -1.65% $10.05 111K Apr 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$4.75K -473 -0.43% $10.05 111K Apr 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer