Stefan J. Murry - Apr 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Apr 22, 2025
Transactions value $
-$66,079
Form type
4
Date filed
4/24/2025, 04:05 PM
Previous filing
Apr 18, 2025
Next filing
May 2, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$10.6K -1.06K -0.45% $10.05 235K Apr 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$18.7K -1.87K -0.79% $10.05 233K Apr 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$29.9K -2.97K -1.28% $10.05 230K Apr 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$6.83K -680 -0.3% $10.05 229K Apr 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.