Hung-Lun (Fred) Chang - May 9, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
May 9, 2025
Transactions value $
-$804,656
Form type
4
Date filed
5/13/2025, 05:08 PM
Previous filing
May 2, 2025
Next filing
May 14, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Chang Hung-Lun (Fred) *** Senior Vice President and North America General Manager. C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang 2025-05-13 0001587462

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +143K +66.65% $0.00 357K May 9, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$805K -54.5K -15.26% $14.76 303K May 13, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares earned in settlement of performance vesting restricted stock units for the 2022-2025 performance period that were earned and settled with respect to maximum performance.
F2 Consists of shares withheld to satisfy applicable tax withholding obligations.

Remarks:

*** Senior Vice President and North America General Manager.