Thomas J. Kozlowski Jr. - 16 Sep 2015 Form 4 Insider Report for AppTech Payments Corp. (APCX)

Role
Director
Signature
/s/ Thomas J. Kozlowski, Jr.
Issuer symbol
APCX
Transactions as of
16 Sep 2015
Net transactions value
+$1,119,655
Form type
4
Filing time
27 May 2025, 16:10:20 UTC
Next filing
16 Jan 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kozlowski Thomas J. Jr. Director 5876 OWEN AVE., SUITE 100, CARLSBAD /s/ Thomas J. Kozlowski, Jr. 27 May 2025 0002051134

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APCX Common Stock Award $20,000 +26,316 $0.7600 26,316 16 Sep 2015 Direct
transaction APCX Common Stock Award $9,999 +13,157 +50% $0.7600 39,473 18 Dec 2015 Direct
transaction APCX Common Stock Award $150,000 +105,263 +267% $1.42 144,736 28 Dec 2015 By Roth IRA F1
transaction APCX Common Stock Award $500 +526 +0.36% $0.9500 145,262 23 May 2016 Direct
transaction APCX Common Stock Award $12,499 +13,157 +9.1% $0.9500 158,419 25 May 2016 Direct
transaction APCX Common Stock Award $2,400 +3,158 +2% $0.7600 161,577 17 Jun 2016 Direct
transaction APCX Common Stock Award $17,500 +36,842 +23% $0.4750 198,419 31 Mar 2017 Direct
transaction APCX Common Stock Award $7,500 +26,316 +13% $0.2850 224,735 09 Aug 2017 Direct
transaction APCX Common Stock Award $62,500 +26,316 +12% $2.38 251,051 18 Sep 2020 By LLC F2
transaction APCX Common Stock Award $83,738 +26,316 +10% $3.18 277,367 19 Feb 2021 Direct
transaction APCX Common Stock Award $16,744 +5,262 +1.9% $3.18 282,629 19 Feb 2021 By LLC F2
transaction APCX Common Stock Award $28,749 +12,105 +4.3% $2.38 294,734 23 Sep 2021 Direct
transaction APCX Common Stock Award $127,799 +37,368 +13% $3.42 332,102 15 Nov 2021 By LLC F2
transaction APCX Common Stock Award $9,750 +7,500 +2.3% $1.30 339,602 24 Mar 2022 By IRA F3
transaction APCX Common Stock Award $16,125 +12,500 +3.7% $1.29 352,102 28 Mar 2022 Direct
transaction APCX Common Stock Award $15,326 +19,400 +5.5% $0.7900 371,502 16 Jun 2022 Direct
transaction APCX Common Stock Award $11,962 +13,440 +3.6% $0.8900 384,942 21 Oct 2022 Direct
transaction APCX Common Stock Award $6,820 +15,500 +4% $0.4400 400,442 09 Dec 2024 By IRA F3
transaction APCX Common Stock Award $83,300 +100,000 +25% $0.8330 500,442 30 Dec 2024 By Roth IRA F1, F4
transaction APCX Common Stock Award $166,600 +200,000 +40% $0.8330 700,442 30 Dec 2024 Direct F4
transaction APCX Common Stock Award $250,000 +250,000 +36% $1.00 950,442 20 Mar 2025 By LLC F2, F5
transaction APCX Common Stock Award $2,380 +28,000 +2.9% $0.0850 978,442 22 May 2025 By LLC F2
transaction APCX Common Stock Award $3,300 +22,000 +2.2% $0.1500 1,000,442 22 May 2025 By IRA F3
transaction APCX Common Stock Award $6,295 +25,000 +2.5% $0.2518 1,025,442 23 May 2025 By LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APCX APCXW Award $541 +2,256 $0.2400 2,256 26 May 2022 Common Stock 2,256 $4.15 Direct
transaction APCX APCXW Award $1,809 +6,700 +297% $0.2700 8,956 06 Jun 2022 Common Stock 6,700 $4.15 Direct
transaction APCX APCXW Award $2,445 +9,054 +101% $0.2700 18,010 07 Jun 2022 Common Stock 9,054 $4.15 Direct
transaction APCX APCXW Award $3,075 +12,300 +68% $0.2500 30,310 21 Oct 2022 Common Stock 12,300 $4.15 Direct
transaction APCX Firm Warrant 4 Award +100,000 +330% 130,310 30 Dec 2024 Common Stock 100,000 $0.9000 By Roth IRA F1, F4
transaction APCX Firm Warrant 4 Award +200,000 +153% 330,310 30 Dec 2024 Common Stock 200,000 $0.9000 Direct F4
transaction APCX Firm Warrant 5 Award +150,000 +45% 480,310 30 Dec 2024 Common Stock 150,000 $1.20 By Roth IRA F1, F4
transaction APCX Firm Warrant 5 Award +300,000 +62% 780,310 30 Dec 2024 Common Stock 300,000 $1.20 Direct F4
transaction APCX Firm Warrant 6 Award +250,000 +32% 1,030,310 20 Mar 2025 Common Stock 250,000 $0.9000 By LLC F2, F5
transaction APCX Firm Warrant 7 Award +375,000 +36% 1,405,310 20 Mar 2025 Common Stock 375,000 $1.20 By LLC F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Thomas J. Kozlowski, Jr. Roth IRA dated 12/31/2019. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.
F2 Timber Ridge Ventures, LLC, dated 7/4/2018. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants and is the Manager.
F3 The Thomas J. Kozlowski, Jr. IRA dated 12/29/2017. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.
F4 Warrants were issued in conjunction with direct investments in the Company, where each $0.833 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.
F5 Warrants were issued in conjunction with direct investments in the Company, where each $1.00 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.