Cynthia DeLaney - Jun 13, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo for Cynthia DeLaney
Stock symbol
AAOI
Transactions as of
Jun 13, 2025
Transactions value $
$0
Form type
4
Date filed
6/17/2025, 07:30 PM
Previous filing
Jun 25, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
DeLaney Cynthia Director C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo for Cynthia DeLaney 2025-06-17 0001865629

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +12.3K +9.83% $0.00 137K Jun 13, 2025 Direct F1
holding AAOI Common Stock, $.001 par value 2.38K Jun 13, 2025 By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2025 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 13, 2025, until all shares have vested.
F2 Held directly by Norman Stephan Kinsella, the spouse of Cynthia DeLaney. Ms. DeLaney disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by her spouse, except to the extent of any indirect pecuniary interest therein.