| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Loboa Elizabeth G | Director | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo attorney in fact for Elizabeth G. Loboa | 2025-06-17 | 0001814528 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Award | $0 | +12.3K | +10.71% | $0.00 | 127K | Jun 13, 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2025 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 13, 2025, until all shares have vested. |