Ryan M. Lane - 17 Jul 2025 Form 3 Insider Report for Volcon, Inc. (VLCN)

Role
Co-Chief Executive Officer, Director
Signature
/s/ Ryan Matthew Lane
Issuer symbol
VLCN
Transactions as of
17 Jul 2025
Transactions value $
$0
Form type
3
Filing time
21 Jul 2025, 21:55:27 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lane Ryan M. Co-Chief Executive Officer, Director C/O VOLCON, INC., 3121 EAGLES NEST STREET, SUITE 120, ROUND ROCK /s/ Ryan Matthew Lane 21 Jul 2025 0002012055

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VLCN Common Stock 26.6K 17 Jul 2025 By Empery Funds F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VLCN Common Stock Warrants (right to buy) 17 Jul 2025 Common Stock 834 $1,856.00 See Footnote 2 and 3 F2, F3, F5
holding VLCN Pre-Funded Warrants (right to buy) 17 Jul 2025 Common Stock 341K See Footnote 1 and 3 F1, F3, F4, F5, F6
holding VLCN Common Stock Warrants (right to buy) 17 Jul 2025 Common Stock 494K $16.00 See Footnote 1 and 3 F1, F3, F5
holding VLCN Pre-Funded Warrants (right to buy) 17 Jul 2025 Common Stock 4.32K See Footnote 1 and 3 F1, F3, F4, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held of record by each of Empery Asset Master, LTD, Empery Tax Efficient, LP and Empery Tax Efficient III, LP (collectively, the "First Empery Holders").
F2 Held of record by Empery Tax Efficient, LP, Empery Debt Opportunity LP and Empery Master Onshore, Ltd (collectively, the Second Empery Holders").
F3 Empery Asset Management, LP (the "Investment Manager"), serves as the investment manager to each of the First Empery Holders, the Second Empery Holders and certain other funds holding shares of the Issuer's common stock (collectively, the "Empery Funds"). The Reporting Person is a Managing Member of Empery AM GP, LLC (the "General Partner"), the general partner of the Investment Manager. The Investment Manager may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person, as Managing Member of the General Partner of the Investment Manager with the power to exercise investment discretion, may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person is the Issuer's Co-Chief Executive Officer and Chairman of its board of directors. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F4 The warrants have no fixed expiration date and will expire when fully exercised in accordance with their terms.
F5 The warrants are exercisable any time after the conditions of exercise are fulfilled. All warrants and pre-funded warrants reported herein are subject to a beneficial ownership limitation of 4.99%.
F6 The exercise price is $0.00008.
F7 The exercise price is $0.00001.