David C. Kuo - 22 Jul 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Jul 2025
Net transactions value
-$127,854
Form type
4
Filing time
24 Jul 2025, 16:01:32 UTC
Previous filing
14 May 2025
Next filing
15 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kuo David C ***Senior Vice President and Chief Legal Officer C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo 24 Jul 2025 0001587422

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $17,079 -605 -0.39% $28.23 153,295 22 Jul 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $30,093 -1,066 -0.7% $28.23 152,229 22 Jul 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $52,762 -1,869 -1.2% $28.23 150,360 22 Jul 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $13,353 -473 -0.31% $28.23 149,887 22 Jul 2025 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $14,567 -516 -0.34% $28.23 149,371 22 Jul 2025 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.

Remarks:

***Senior Vice President and Chief Legal Officer