Shu-Hua (Joshua) Yeh - Jul 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Senior Vice President and Asia General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jul 22, 2025
Transactions value $
-$197,582
Form type
4
Date filed
7/24/2025, 04:01 PM
Previous filing
May 13, 2025
Next filing
Oct 24, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yeh Shu-Hua (Joshua) Senior Vice President and Asia General Manager. C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh 2025-07-24 0001587600

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$30.4K -1.08K -0.29% $28.23 364K Jul 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$53.6K -1.9K -0.52% $28.23 362K Jul 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$72.1K -2.55K -0.71% $28.23 360K Jul 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$17.2K -609 -0.17% $28.23 359K Jul 22, 2025 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$24.3K -862 -0.24% $28.23 358K Jul 22, 2025 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.

Remarks:

Senior Vice President and Asia General Manager.