Andrew S. Kowalczyk III - 31 Dec 2021 Form 5 Insider Report for NBT BANCORP INC (NBTB)

Role
Director
Signature
By: Annette L. Burns, Power of Attorney For: Andrew S. Kowalczyk III
Issuer symbol
NBTB
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
14 Feb 2022, 13:55:30 UTC
Previous filing
27 Dec 2021
Next filing
29 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +91 +1.2% $0.000000 7,699 31 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBTB Phantom Stock Other $0 +71 +2.6% $0.000000 2,769 31 Dec 2021 NBT Bancorp Inc. Common Stock 71 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were purchased through a Dividend Reinvestment Plan from 1/1/2021 to 12/31/2021.
F2 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F3 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through a NBT Bancorp Inc. deferred compensation plan.