Andrew S. Kowalczyk III - 16 May 2023 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role
Director
Signature
By: Annette L. Burns, Power of Attorney For: Andrew S. Kowalczyk III
Issuer symbol
NBTB
Transactions as of
16 May 2023
Net transactions value
$0
Form type
4
Filing time
17 May 2023, 16:25:31 UTC
Previous filing
30 Mar 2023
Next filing
19 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Award $0 +1,250 +14% $0.000000 10,150 16 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBTB Phantom Stock 3,565 16 May 2023 NBT Bancorp Inc. Common Stock 3,565 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vest in one year.
F2 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.