Ruth H. Mahoney - 01 Feb 2024 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role: EVP/President of Wealth Mgmt
Signature: By: Annette L. Burns, Power of Attorney For: Ruth H. Mahoney
Issuer symbol: NBTB
Transactions as of: 01 Feb 2024
Net transactions value: +$69,743
Form type: 4
Filing time: 02 Feb 2024, 09:53:50 UTC
Previous filing: 17 Jan 2024
Next filing: 27 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NBTB	NBT Bancorp Inc. Common Stock	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities	$43,188	+1,163		$37.13	1,163	01 Feb 2024	401k	F1
holding	NBTB	NBT Bancorp Inc. Common Stock						9,256	01 Feb 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NBTB	Phantom Stock	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities	$26,555	+715	+18%	$37.14	4,696	01 Feb 2024	NBT Bancorp Inc. Common Stock	715		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Discretionary transfer of balance to NBT equity investment.
F2	Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.