Ruth H. Mahoney - 21 May 2024 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP/President of Wealth Mgmt
Signature
By: Annette L. Burns, Power of Attorney For: Ruth H. Mahoney
Issuer symbol
NBTB
Transactions as of
21 May 2024
Net transactions value
$0
Form type
4
Filing time
22 May 2024, 17:16:02 UTC
Previous filing
18 Mar 2024
Next filing
16 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Award $0 +2,743 +22% $0.000000 15,227 21 May 2024 Direct F1
transaction NBTB NBT Bancorp Inc. Common Stock Award $0 +3,000 +20% $0.000000 18,227 21 May 2024 Direct F2
holding NBTB NBT Bancorp Inc. Common Stock 2,354 21 May 2024 401k

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBTB Phantom Stock 7,673 21 May 2024 NBT Bancorp Inc. Common Stock 7,673 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F2 The award is in the form of restricted stock units which represents a contingent right to receive one share of NBT Bancorp Inc. common stock for each stock unit awarded. The restricted stock units vest in full as of the third anniversary of the Grant Date and may not be settled in cash.
F3 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.