Jason Phipps - 20 Sep 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global Sales and Marketing
Signature
By: Michelle Rankin For: Jason Phipps
Issuer symbol
CIEN
Transactions as of
20 Sep 2022
Net transactions value
-$95,038
Form type
4
Filing time
22 Sep 2022, 15:22:50 UTC
Previous filing
23 Jun 2022
Next filing
22 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $24,876 -613 -0.77% $40.58 79,028 20 Sep 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability $27,513 -678 -0.86% $40.58 78,350 20 Sep 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability $22,644 -558 -0.71% $40.58 77,792 20 Sep 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability $20,006 -493 -0.63% $40.58 77,299 20 Sep 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.