Tracy D. Daw - Mar 12, 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy D. Daw
Stock symbol
FNKO
Transactions as of
Mar 12, 2025
Transactions value $
$0
Form type
4
Date filed
3/14/2025, 07:39 PM
Previous filing
Mar 10, 2025
Next filing
Mar 18, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Award $0 +1.36K +8.52% $0.00 17.3K Mar 12, 2025 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +12.6K +72.66% $0.00 29.9K Mar 13, 2025 Direct F2
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +15K +50.1% $0.00 44.9K Mar 13, 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Award $0 +39.1K $0.00 39.1K Mar 12, 2025 CLASS A COMMON STOCK 39.1K Direct F2, F4
transaction FNKO Option to Purchase Class A Common Stock Award $0 +29.3K $0.00 29.3K Mar 12, 2025 CLASS A COMMON STOCK 29.3K $7.38 Direct F5
transaction FNKO Restricted Stock Units Options Exercise $0 -15K -100% $0.00 0 Mar 13, 2025 CLASS A COMMON STOCK 15K Direct F2, F6
transaction FNKO Restricted Stock Units Options Exercise $0 -12.6K -25% $0.00 37.8K Mar 13, 2025 CLASS A COMMON STOCK 12.6K Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects partial vesting of performance conditions associated with a previously awarded performance stock unit.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F3 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F4 The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5 The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 On March 13, 2024, the Reporting Person was granted 15,000 RSUs vesting in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
F7 On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.