Yves Le Pendeven - Aug 8, 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CFO
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Stock symbol
FNKO
Transactions as of
Aug 8, 2025
Transactions value $
-$2,060
Form type
4
Date filed
8/12/2025, 05:13 PM
Previous filing
Apr 23, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Le Pendeven Yves CFO C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT /s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven 2025-08-12 0002014560

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise +2.95K +7.14% 44.3K Aug 8, 2025 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$2.06K -795 -1.79% $2.59 43.5K Aug 11, 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -2.95K -25% $0.00 8.85K Aug 8, 2025 CLASS A COMMON STOCK 2.95K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.