John M. Winter - Oct 1, 2021 Form 4 Insider Report for Liberty Latin America Ltd. (LILA)

Role
SVP, CLO AND SECRETARY
Signature
/s/ John M. Winter
Stock symbol
LILA
Transactions as of
Oct 1, 2021
Transactions value $
-$106,703
Form type
4
Date filed
10/5/2021, 05:48 PM
Previous filing
Dec 14, 2021
Next filing
Feb 14, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LILA Class A Common Shares Options Exercise +5.98K +11.23% 59.2K Oct 1, 2021 Direct F1
transaction LILA Class A Common Shares Tax liability -$34.5K -2.63K -4.43% $13.16 56.6K Oct 1, 2021 Direct
transaction LILA Class C Common Shares Options Exercise +12.5K +12.26% 114K Oct 1, 2021 Direct F1
transaction LILA Class C Common Shares Tax liability -$72.2K -5.48K -4.79% $13.17 109K Oct 1, 2021 Direct
holding LILA Class C Common Shares 6.48K Oct 1, 2021 By 401(k) Plan F2
holding LILA Class C Common Shares 176 Oct 1, 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LILA Restricted Share Units A Options Exercise -5.98K -100% 0 Oct 1, 2021 Class A Common Shares 5.98K Direct F1, F3
transaction LILA Restricted Share Units C Options Exercise -12.5K -100% 0 Oct 1, 2021 Class C Common Shares 12.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.
F2 The Reporting Person received 1,446 shares contributed by Issuer under its 401(k) Plan as of October 1, 2021.
F3 The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.