Kenneth I. Denos - Sep 16, 2025 Form 4 Insider Report for EQUUS TOTAL RETURN, INC. (EQS)

Role
Secretary, Director
Signature
/s/ Kenneth I Denos
Stock symbol
EQS
Transactions as of
Sep 16, 2025
Transactions value $
$627,500
Form type
4
Date filed
9/17/2025, 04:08 PM
Previous filing
Feb 9, 2023
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Denos Kenneth I Secretary, Director 700 LOUISIANA STREET 41ST FLOOR, HOUSTON /s/ Kenneth I Denos 2025-09-16 0001322410

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQS Common Stock Award $628K +250K +302.68% $2.51 333K Sep 16, 2025 I F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock pursuant to the Registrants's 2016 Equity Incentive Plan.
F2 Includes 250,000 shares held directly by Acadia Law Group, P.C., a Utah professional corporation beneficially owned controlled by the Reporting person who has authority to execute the same on behalf of Acadia Law Group, P.C.