Kenneth I. Denos - Sep 16, 2025 Form 4/A - Amendment Insider Report for EQUUS TOTAL RETURN, INC. (EQS)

Signature
/s/ Kenneth I. Denos
Stock symbol
EQS
Transactions as of
Sep 16, 2025
Transactions value $
$167,771
Form type
4/A - Amendment
Date filed
9/30/2025, 05:13 PM
Date Of Original Report
Sep 16, 2025
Previous filing
Feb 9, 2023

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Denos Kenneth I Secretary, Director 700 LOUISIANA STREET 41ST FLOOR, HOUSTON /s/ Kenneth I. Denos 2025-09-30 0001322410

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQS Common Award $168K +66.8K +25.15% $2.51 333K Sep 16, 2025 I F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentative Plan.
F2 Includes 250,000 shares held directly by Acadia Law Group. P.C., a Utah professional corporation beneficially owned controlled by the Reporting person who has authority to execute the same on behalf of Acadia Law Group, P.C.