Neil D. Hunt - Jun 10, 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Christy Lillquist, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Jun 10, 2021
Transactions value $
$331,811
Form type
4
Date filed
6/14/2021, 08:24 PM
Next filing
Sep 10, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +878 +82.44% $0.00 1.94K Jun 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -878 -100% $0.00* 0 Jun 10, 2021 Class A Common Stock 878 $0.00 Direct F1
transaction ROKU Restricted Stock Unit Award $0 +329 $0.00 329 Jun 10, 2021 Class A Common Stock 329 $0.00 Direct F2
transaction ROKU Stock Options (right to buy) Award $332K +954 $347.81* 954 Jun 10, 2021 Class A Common Stock 954 $347.81 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.
F2 This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.
F3 The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.