Mai Fyfield - 10 Jun 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
10 Jun 2021
Net transactions value
+$239,591
Form type
4
Filing time
14 Jun 2021, 20:27:42 UTC
Previous filing
26 May 2021
Next filing
13 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +878 $0.000000 878 10 Jun 2021 Direct
transaction ROKU Class A Common Stock Sale $92,220 -265 -30% $348.00* 613 11 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -878 -100% $0.000000* 0 10 Jun 2021 Class A Common Stock 878 $0.000000 Direct F2
transaction ROKU Restricted Stock Unit Award $0 +329 $0.000000 329 10 Jun 2021 Class A Common Stock 329 $0.000000 Direct F3
transaction ROKU Stock Options (right to buy) Award $331,811 +954 $347.81* 954 10 Jun 2021 Class A Common Stock 954 $347.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2 This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.
F3 This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.
F4 The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.