John Yogi Spence - Feb 19, 2025 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Vice President
Signature
/s/ John Yogi Spence
Stock symbol
XFLT
Transactions as of
Feb 19, 2025
Transactions value $
$19,229
Form type
4
Date filed
2/19/2025, 07:57 PM
Previous filing
Jan 7, 2025
Next filing
Feb 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $19.2K +3K +0.55% $6.41 550K Feb 19, 2025 Direct
holding XFLT Common Shares of Beneficial Ownership 21K Feb 19, 2025 XMS Holdings, LLC F1
holding XFLT Common Shares of Beneficial Ownership 10.3K Feb 19, 2025 XA Investments, LLC F2
holding XFLT Common Shares of Beneficial Ownership 800 Feb 19, 2025 By Spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned reflect 551.97 received through the XFLT Dividend Reinvestment Plan. Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC
F2 Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC
F3 Shares owned by spouse include 18.399 shares received through the XFLT Dividend Reinvestment Plan