John Yogi Spence - Sep 30, 2025 Form 5 Insider Report for Octagon XAI CLO Income Fund

Role
Adviser Personnel
Signature
/s/
Transactions as of
Sep 30, 2025
Transactions value $
$0
Form type
5
Date filed
11/14/2025, 04:42 PM
Previous filing
Feb 21, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Spence John Yogi Adviser Personnel 321 N. CLARK STREET, CHICAGO /s/ 2025-11-14 0001718133

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding Class A Shares 1.05K Sep 30, 2025 Direct F1
holding Class I Shares 63.1 Sep 30, 2025 Direct F2
holding Class I Shares 4K Sep 30, 2025 XA Investments LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned reflect 82.532 received through the OCTIX Dividend Reinvestment Plan
F2 Shares beneficially owned reflect 3.909 received through the OCTIX Dividend Reinvestment Plan
F3 Common Shares owned by XA Investments LLC ("XAI"), the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Spence by virtue of his control of XAI.