Theodore Brombach - 30 Sep 2021 Form 5 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
President & CEO
Signature
Theodore Brombach
Issuer symbol
XFLT
Transactions as of
30 Sep 2021
Transactions value $
$0
Form type
5
Filing time
17 Dec 2021, 16:31:50 UTC
Previous filing
22 Jul 2021
Next filing
09 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XFLT Common Shares of Beneficial Ownership 452K 30 Sep 2021 Direct
holding XFLT Common Shares of Beneficial Ownership 10.2K 30 Sep 2021 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Includes 30,625 shares acquired under the XFLT dividend reinvestment plan.