Theodore Brombach - 03 Nov 2022 Form 4/A - Amendment Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
President & CEO
Signature
/s/ Theodore Brombach
Issuer symbol
XFLT
Transactions as of
03 Nov 2022
Transactions value $
$25,544
Form type
4/A - Amendment
Filing time
09 Nov 2022, 18:49:35 UTC
Date Of Original Report
04 Nov 2022
Previous filing
10 Dec 2021
Next filing
09 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $2.62K +412 $6.35 412 03 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $22.9K +3.59K +870.87% $6.39 4K 04 Nov 2022 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 10.2K 03 Nov 2022 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 485K 03 Nov 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC. Includes 31,845 shares acquired under the XFLT dividend reinvestment plan and a 400 share de minimus purchase on 12/20/2021.