Theodore Brombach - 16 Feb 2024 Form 3 Insider Report for Octagon XAI CLO Income Fund ([NONE])

Role
President & CEO, Interested Trustee
Signature
/s/ Theodore J. Brombach
Issuer symbol
[NONE]
Transactions as of
16 Feb 2024
Transactions value $
$0
Form type
3
Filing time
26 Feb 2024, 16:40:59 UTC
Previous filing
13 Dec 2023
Next filing
20 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding [NONE] Common Shares of Beneficial Ownership 4K 16 Feb 2024 XA Investments LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares acquired by XA Investments LLC ("XAI"), the Trust's investment manager, to provide the Trust with required seed capital. Mr. Brombach may be deemed to indirectly beneficially own Common Shares owned by XAI, by virtue of his control of XAI.