Frederic Vanderhaegen - 11 Nov 2021 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
EVP, Europe
Signature
/s/ Scott Baker, as Attorney-in-Fact
Issuer symbol
AVTR
Transactions as of
11 Nov 2021
Transactions value $
-$3,539,482
Form type
4
Filing time
15 Nov 2021, 16:33:55 UTC
Previous filing
19 May 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Sale -$2.34M -60.8K -28.24% $38.41 154K 11 Nov 2021 Direct F1, F2
transaction AVTR Common Stock Options Exercise $1.86M +80K +51.78% $23.20 234K 12 Nov 2021 Direct
transaction AVTR Common Stock Sale -$3.06M -80K -34.12% $38.25 154K 12 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -80K -14.79% $0.00 461K 12 Nov 2021 Common Stock 80K $23.20 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.37 to $38.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F2 Includes 915 shares acquired under the Avantor Employee Stock Purchase Plan
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.00 to $38.79, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4 Reflects an initial grant of 540,830 stock options in which 40% vested at the time of the IPO and the remaining 60% that vested in four equal installments beginning on October 8, 2019.