John Klimowich - 06 Mar 2024 Form 4 Insider Report for Columbia Financial, Inc. (CLBK)

Role
EVP & Chief Risk Officer
Signature
/s/ Dennis E. Gibney, Power of Attorney
Issuer symbol
CLBK
Transactions as of
06 Mar 2024
Transactions value $
$0
Form type
4
Filing time
08 Mar 2024, 17:06:40 UTC
Previous filing
27 Feb 2024
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLBK Common Stock Award $0 +13,165 $0 13,165 06 Mar 2024 By Stock Award III F1
holding CLBK Common Stock 5,544 06 Mar 2024 By Stock-Based Deferral Plan
holding CLBK Common Stock 53,205 06 Mar 2024 Direct
holding CLBK Common Stock 17,130 06 Mar 2024 By 401(k)
holding CLBK Common Stock 6,451 06 Mar 2024 By ESOP
holding CLBK Common Stock 6,602 06 Mar 2024 By SERP
holding CLBK Common Stock 4,214 06 Mar 2024 By SIM
holding CLBK Common Stock 7,693 06 Mar 2024 By Stock Award F2
holding CLBK Common Stock 16,537 06 Mar 2024 By Stock Award II F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLBK Stock Options (right to buy) Award $0 +8,850 $0 8,850 06 Mar 2024 Common Stock 8,850 $16.49 Direct F4
holding CLBK Stock Options (right to buy) 12,030 06 Mar 2024 Common Stock 12,030 $15.94 Direct F5
holding CLBK Stock Options (right to buy) 188,235 06 Mar 2024 Common Stock 188,235 $15.6 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F2 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.
F3 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F4 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025.
F5 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
F6 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.