Joseph Marinucci - Aug 19, 2021 Form 4 Insider Report for Digital Media Solutions, Inc. (DMS)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Joseph Marinucci
Stock symbol
DMS
Transactions as of
Aug 19, 2021
Transactions value $
$0
Form type
4
Date filed
8/23/2021, 05:26 PM
Previous filing
Jul 20, 2021
Next filing
Apr 14, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DMS Class A Common Stock, Par Value $0.0001 per share Award $0 +100K +102.76% $0.00 198K Aug 19, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DMS Non-Qualified Stock Option (Right to Buy) Award $0 +231K $0.00 231K Aug 19, 2021 Class A Common Stock, Par Value $0.0001 per share 231K $7.98 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted shares units ("RSUs") granted pursuant to the terms of the Issuer's 2020 Omnibus Incentive Plan (the "Plan") that will vest 25% annually over four years beginning on August 19, 2022, provided that the Reporting Person remains in continuous employment with the Issuer through the applicable vesting date. The RSUs were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
F2 Reflects non-qualified stock option (the "Option") granted pursuant to the terms of the Plan. with an exercise price of $7.98, which was the fair market value on the grant date. The Option will vest 25% annually over four years beginning on August 19, 2022, provided that the Reporting Person remains in continuous employment with the Issuer through the applicable vesting date. The Options were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.