Dimitris Voliotis - 18 Jan 2022 Form 4 Insider Report for Zentalis Pharmaceuticals, Inc. (ZNTL)

Signature
/s/ Melissa B. Epperly, Attorney-in-Fact for Dimitris Voliotis
Issuer symbol
ZNTL
Transactions as of
18 Jan 2022
Net transactions value
-$1,300,745
Form type
4
Filing time
20 Jan 2022, 18:15:07 UTC
Next filing
14 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZNTL Common Stock Options Exercise $180,000 +10,000 +160% $18.00 16,250 18 Jan 2022 Direct F1
transaction ZNTL Common Stock Sale $210,326 -3,409 -21% $61.70 12,841 18 Jan 2022 Direct F1, F2
transaction ZNTL Common Stock Sale $205,334 -3,294 -26% $62.34 9,547 18 Jan 2022 Direct F1, F3
transaction ZNTL Common Stock Sale $126,767 -1,997 -21% $63.48 7,550 18 Jan 2022 Direct F1, F4
transaction ZNTL Common Stock Sale $84,064 -1,300 -17% $64.66 6,250 18 Jan 2022 Direct F1, F5
transaction ZNTL Common Stock Options Exercise $180,000 +10,000 +160% $18.00 16,250 19 Jan 2022 Direct F1
transaction ZNTL Common Stock Sale $477,683 -7,889 -49% $60.55 8,361 19 Jan 2022 Direct F1, F6
transaction ZNTL Common Stock Sale $95,707 -1,556 -19% $61.51 6,805 19 Jan 2022 Direct F1, F7
transaction ZNTL Common Stock Sale $34,541 -555 -8.2% $62.24 6,250 19 Jan 2022 Direct F1, F8
transaction ZNTL Common Stock Options Exercise $180,000 +10,000 +160% $18.00 16,250 20 Jan 2022 Direct F1
transaction ZNTL Common Stock Sale $504,904 -8,343 -51% $60.52 7,907 20 Jan 2022 Direct F1, F9
transaction ZNTL Common Stock Sale $101,419 -1,657 -21% $61.21 6,250 20 Jan 2022 Direct F1, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZNTL Stock Option Options Exercise $0 -10,000 -6.5% $0.000000 144,949 18 Jan 2022 Common Stock 10,000 $18.00 Direct F1, F11
transaction ZNTL Stock Option Options Exercise $0 -10,000 -6.9% $0.000000 134,949 19 Jan 2022 Common Stock 10,000 $18.00 Direct F1, F11
transaction ZNTL Stock Option Options Exercise $0 -10,000 -7.4% $0.000000 124,949 20 Jan 2022 Common Stock 10,000 $18.00 Direct F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $60.97 to $61.96. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $61.98 to $62.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $63.18 to $64.02. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $64.23 to $65.19. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $60.07 to $61.05. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $61.09 to $61.94. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $62.15 to $62.41. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $60.00 to $60.95. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $61.01 to $61.61. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The option vests and becomes exercisable as to 25% of the shares on March 25, 2021 and vests in equal monthly installments thereafter until March 25, 2024.