Mark & Robyn Jones Descendants Trust 2014 - 23 Feb 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Robyn Mary Elizabeth Jones
Issuer symbol
GSHD
Transactions as of
23 Feb 2023
Transactions value $
-$36,630
Form type
4
Filing time
27 Feb 2023, 16:17:37 UTC
Previous filing
13 Feb 2023
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -814 -0.01% $0.00 8.71M 23 Feb 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +814 $0.00 814 23 Feb 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$36.6K -814 -100% $45.00 0 23 Feb 2023 Direct F1
holding GSHD Class A Common Stock 197K 23 Feb 2023 Direct F2
holding GSHD Class B Common Stock 182K 23 Feb 2023 Direct F2
holding GSHD Class A Common Stock 331K 23 Feb 2023 Direct F3
holding GSHD Class B Common Stock 132K 23 Feb 2023 Direct F3
holding GSHD Class B Common Stock 1.86M 23 Feb 2023 By Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -814 -0.01% $0.00 8.71M 23 Feb 2023 Class A Common Stock 814 $0.00 Direct F1, F5
holding GSHD LLC Units in Goosehead Financial, LLC 182K 23 Feb 2023 Class A Common Stock 182K $0.00 Direct F2, F5
holding GSHD LLC Units in Goosehead Financial, LLC 132K 23 Feb 2023 Class A Common Stock 132K $0.00 Direct F3, F5
holding GSHD LLC Units in Goosehead Financial, LLC 1.86M 23 Feb 2023 Class A Common Stock 1.86M $0.00 By Trust F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.
F2 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
F3 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
F4 Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
F5 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Remarks:

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by The Mark and Robyn Jones Descendants Trust 2014.