| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -19.6K | -0.25% | $0.00 | 7.79M | Mar 5, 2025 | Direct | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +19.6K | $0.00 | 19.6K | Mar 5, 2025 | Direct | F1 | |
| transaction | GSHD | Class A Common Stock | Sale | -$621K | -5.1K | -26.02% | $121.67 | 14.5K | Mar 5, 2025 | Direct | F1, F2 |
| transaction | GSHD | Class A Common Stock | Sale | -$362K | -2.95K | -20.34% | $122.56 | 11.6K | Mar 5, 2025 | Direct | F1, F3 |
| transaction | GSHD | Class A Common Stock | Sale | -$1.17M | -9.45K | -81.82% | $123.75 | 2.1K | Mar 5, 2025 | Direct | F1, F4 |
| transaction | GSHD | Class A Common Stock | Sale | -$261K | -2.1K | -100% | $124.35 | 0 | Mar 5, 2025 | Direct | F1, F5 |
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -8.76K | -0.11% | $0.00 | 7.78M | Mar 6, 2025 | Direct | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +8.76K | $0.00 | 8.76K | Mar 6, 2025 | Direct | F1 | |
| transaction | GSHD | Class A Common Stock | Sale | -$453K | -3.76K | -42.93% | $120.55 | 5K | Mar 6, 2025 | Direct | F1, F6 |
| transaction | GSHD | Class A Common Stock | Sale | -$219K | -1.8K | -36% | $121.50 | 3.2K | Mar 6, 2025 | Direct | F1, F7 |
| transaction | GSHD | Class A Common Stock | Sale | -$380K | -3.1K | -96.88% | $122.56 | 100 | Mar 6, 2025 | Direct | F1, F8 |
| transaction | GSHD | Class A Common Stock | Sale | -$12.3K | -100 | -100% | $123.30 | 0 | Mar 6, 2025 | Direct | F1 |
| holding | GSHD | Class A Common Stock | 39K | Mar 5, 2025 | Direct | F9 | |||||
| holding | GSHD | Class B Common Stock | 182K | Mar 5, 2025 | Direct | F9 | |||||
| holding | GSHD | Class A Common Stock | 164K | Mar 5, 2025 | Direct | F10 | |||||
| holding | GSHD | Class B Common Stock | 132K | Mar 5, 2025 | Direct | F10 | |||||
| holding | GSHD | Class B Common Stock | 1.77M | Mar 5, 2025 | By Trust | F11 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -19.6K | -0.25% | $0.00 | 7.79M | Mar 5, 2025 | Class A Common Stock | 19.6K | $0.00 | Direct | F1, F12 |
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -8.76K | -0.11% | $0.00 | 7.78M | Mar 6, 2025 | Class A Common Stock | 8.76K | $0.00 | Direct | F1, F12 |
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 182K | Mar 5, 2025 | Class A Common Stock | 182K | $0.00 | Direct | F9, F12 | |||||
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 132K | Mar 5, 2025 | Class A Common Stock | 132K | $0.00 | Direct | F10, F12 | |||||
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 1.77M | Mar 5, 2025 | Class A Common Stock | 1.77M | $0.00 | By Trust | F11, F12 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.04 to $122.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.19 to $123.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.19 to $124.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.19 to $124.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.06 to $120.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.14 to $122.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.15 to $123.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F9 | Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer. |
| F10 | Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer. |
| F11 | Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts. |
| F12 | Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |