EDDY W. HARTENSTEIN - 23 Sep 2021 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Eddy W. Hartenstein
Issuer symbol
AVGO
Transactions as of
23 Sep 2021
Net transactions value
-$2,280,704
Form type
4
Filing time
27 Sep 2021, 16:49:48 UTC
Previous filing
14 Sep 2021
Next filing
01 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale $1,623,330 -3,217 -18% $504.61 14,864 23 Sep 2021 See Footnote F1, F2
transaction AVGO Common Stock, $0.001 par value Sale $657,374 -1,300 -8.7% $505.67 13,564 23 Sep 2021 See Footnote F2, F3
holding AVGO Common Stock, $0.001 par value 476 23 Sep 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction executed in multiple trades at prices ranging from $504.26 to $505.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2 Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
F3 Transaction executed in multiple trades at prices ranging from $505.27 to $506.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Represents 476 restricted stock units.