ELLIOT FAVUS - 21 May 2021 Form 4 Insider Report for ANAVEX LIFE SCIENCES CORP. (AVXL)

Role
Director
Signature
/s/ Elliot Favus
Issuer symbol
AVXL
Transactions as of
21 May 2021
Net transactions value
-$1,415,462
Form type
4
Filing time
25 May 2021, 21:30:48 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVXL Common Stock Options Exercise $45,000 +37,500 $1.20* 37,500 21 May 2021 Direct
transaction AVXL Common Stock Options Exercise $46,000 +50,000 +133% $0.9200* 87,500 21 May 2021 Direct
transaction AVXL Common Stock Options Exercise $8,460 +1,500 +1.7% $5.64 89,000 21 May 2021 Direct
transaction AVXL Common Stock Options Exercise $8,355 +1,500 +1.7% $5.57 90,500 21 May 2021 Direct
transaction AVXL Common Stock Options Exercise $7,350 +1,500 +1.7% $4.90 92,000 21 May 2021 Direct
transaction AVXL Common Stock Options Exercise $8,490 +1,500 +1.6% $5.66 93,500 21 May 2021 Direct
transaction AVXL Common Stock Options Exercise $9,165 +1,500 +1.6% $6.11 95,000 21 May 2021 Direct
transaction AVXL Common Stock Options Exercise $148,000 +50,000 +53% $2.96 145,000 21 May 2021 Direct
transaction AVXL Common Stock Sale $1,696,282 -145,000 -100% $11.70 0 21 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -37,500 -100% $0.000000* 0 21 May 2021 Common Stock 37,500 $1.20 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -50,000 -100% $0.000000* 0 21 May 2021 Common Stock 50,000 $0.9200 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1,500 -100% $0.000000* 0 21 May 2021 Common Stock 1,500 $5.64 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1,500 -100% $0.000000* 0 21 May 2021 Common Stock 1,500 $5.57 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1,500 -100% $0.000000* 0 21 May 2021 Common Stock 1,500 $4.90 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1,500 -100% $0.000000* 0 21 May 2021 Common Stock 1,500 $5.66 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1,500 -100% $0.000000* 0 21 May 2021 Common Stock 1,500 $6.11 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -50,000 -100% $0.000000* 0 21 May 2021 Common Stock 50,000 $2.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.