Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
MISSLING CHRISTOPHER U | President and CEO, Director | 630 5TH AVENUE, 20TH FLOOR, NEW YORK | /s/Christopher Missling | 2025-10-03 | 0001196573 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AVXL | Stock Option (Right to Buy) | Award | $0 | +125K | +100% | $0.00 | 250K | Oct 2, 2025 | Common Stock | 125K | $5.36 | Direct | F1 |
Id | Content |
---|---|
F1 | On February 20, 2024, the reporting person was granted an option to purchase 500,000 shares of common stock. The option vests in four equal tranches based on four performance milestones, one of which was Readout of AV3-71-SZ-001 schizophrenia study. The performance criteria for this milestone was met, resulting in vesting of the option as to 125,000 shares. |