| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Crocker Mary Jayne | EVP & CHIEF STRATEGY OFFICER | C/O BRIDGEWATER BANCSHARES, INC., 4450 EXCELSIOR BLVD., SUITE 100, ST. LOUIS PARK | /s/ Ben Klocke, Attorney-in-Fact | 2025-11-17 | 0001732716 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BWB | Common Stock | Sale | -$69.5K | -4.08K | -2.01% | $17.04 | 199K | Nov 13, 2025 | Direct | F1 |
| transaction | BWB | Common Stock | Options Exercise | $141K | +18.9K | +9.5% | $7.47 | 218K | Nov 17, 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BWB | Option to buy | Options Exercise | $0 | -18.9K | -17.18% | $0.00 | 91.1K | Nov 17, 2025 | Common Stock | 18.9K | $7.47 | Direct | F2, F3 |
| holding | BWB | Option to buy | 27K | Nov 13, 2025 | Common Stock | 27K | $12.92 | Direct | F2, F4 | |||||
| holding | BWB | Option to buy | 20K | Nov 13, 2025 | Common Stock | 20K | $17.50 | Direct | F2, F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.10, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4. |
| F2 | Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. |
| F3 | Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017. |
| F4 | Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. |
| F5 | Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022. |