Michael D. Peck - Mar 31, 2025 Form 5 Insider Report for First Trust Real Assets Fund (FTREX)

Role
PRESIDENT
Signature
Marc Bassewitz
Stock symbol
FTREX
Transactions as of
Mar 31, 2025
Transactions value $
$4,963
Form type
5
Date filed
5/15/2025, 05:30 PM
Previous filing
Jan 27, 2025
Next filing
May 1, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PECK MICHAEL D PRESIDENT 225 W WACKER DRIVE, 21ST FLOOR, CHICAGO Marc Bassewitz 2025-05-15 0001732966

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTREX CLASS I COMMON SHARES Other $1.23K +133 +1.22% $9.23 11K Apr 3, 2024 FIRST TRUST CAPITAL MANAGEMENT L.P. F1, F2
transaction FTREX CLASS I COMMON SHARES Other $1.23K +135 +1.23% $9.18 11K Jul 3, 2024 FIRST TRUST CAPITAL MANAGEMENT L.P. F1, F2
transaction FTREX CLASS I COMMON SHARES Other $1.25K +136 +1.25% $9.17 11K Oct 2, 2024 FIRST TRUST CAPITAL MANAGEMENT L.P. F1, F2
transaction FTREX CLASS I COMMON SHARES Other $1.25K +138 +1.27% $9.07 11K Dec 13, 2024 FIRST TRUST CAPITAL MANAGEMENT L.P. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DIVIDEND REINVESTMENT
F2 MR. PECK DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SECURITIES EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.