| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Tate Michael Truett | Chief Financial Officer | C/O ASTERA LABS, INC., 2345 NORTH FIRST STREET, SAN JOSE | /s/ Philip Mazzara, Attorney-in-Fact | 29 Jul 2025 | 0001399546 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALAB | Common Stock | Award | $0 | +43,238 | +18% | $0.000000 | 278,373 | 24 Jul 2025 | Direct | F1 |
| holding | ALAB | Common Stock | 618,996 | 24 Jul 2025 | By Tate Trust | F2 |
| Id | Content |
|---|---|
| F1 | These shares represent an award of restricted stock units ("RSUs") granted on July 24, 2025 under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award provides that the RSUs shall vest as to 25% on August 15, 2026 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| F2 | These shares are owned directly by the Tate 1997 Living Trust Dated April 24, 1997 (the "Tate Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |