Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Gajendra Sanjay | President and COO, Director | C/O ASTERA LABS, INC., 2345 NORTH FIRST STREET, SAN JOSE | /s/ Philip Mazzara, Attorney-in-Fact | 2025-09-04 | 0001998179 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALAB | Common Stock | Gift | $0 | -481K | -22.14% | $0.00 | 1.69M | Sep 2, 2025 | Direct | F1 |
transaction | ALAB | Common Stock | Gift | $0 | +481K | +8.7% | $0.00 | 6.01M | Sep 2, 2025 | By Trust 1 | F1, F2 |
holding | ALAB | Common Stock | 695K | Sep 2, 2025 | By Trust 2 | F3 | |||||
holding | ALAB | Common Stock | 695K | Sep 2, 2025 | By Trust 3 | F4 |
Id | Content |
---|---|
F1 | On September 2, 2025, the Reporting Person transferred 480,668 shares of Issuer Common Stock to an estate planning trust ("Trust 1") for no consideration. |
F2 | These shares are owned directly by Trust 1, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
F3 | These shares are owned directly by an estate planning trust ("Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
F4 | These shares are owned directly by an estate planning trust ("Trust 3"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |