Charles A. Ruffel - Mar 14, 2025 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ P. Blake Allen, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Mar 14, 2025
Transactions value $
$370,915
Form type
4
Date filed
3/17/2025, 08:50 PM
Previous filing
Jan 6, 2025
Next filing
Apr 3, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $371K +8.58K +63.28% $43.21 22.1K Mar 14, 2025 Direct F1, F2
holding SCHW Common Stock 3.47K Mar 14, 2025 by 401(k) F3
holding SCHW Common Stock 9.61K Mar 14, 2025 By IRA F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -8.58K -100% $0.00 0 Mar 14, 2025 Common Stock 8.58K $43.21 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an acquisition of 8,584 shares received pursuant to a cash exercise and hold transaction.
F2 Includes 67.3788 shares acquired through dividend reinvestment.
F3 Includes 22.4264 shares acquired through dividend reinvestment.
F4 Includes 62.0231 shares acquired through dividend reinvestment.
F5 The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.