| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| MAZZELLA JOSEPH F | Director | C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE | /s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella | 2025-10-27 | 0001196045 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Award | $31.5K | +270 | +0.31% | $116.57 | 86.3K | Oct 23, 2025 | Direct | F1, F2 |
| holding | PFSI | Common Stock | 165K | Oct 23, 2025 | Mazzella Family Irrevocable Trust |
| Id | Content |
|---|---|
| F1 | The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. |
| F2 | The reported amount consists of 1,547 restricted stock units and 84,773 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |