Stephen H. Capp - Apr 30, 2022 Form 4 Insider Report for Bally's Corp (BALY)

Role: Executive Vice President, CFO
Signature: /s/ Victoria Ellis, Attorney-In-Fact
Stock symbol: BALY
Transactions as of: Apr 30, 2022
Transactions value $: -$100,292
Form type: 4
Date filed: 5/3/2022, 04:16 PM
Previous filing: Mar 3, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BALY	Common Stock	Options Exercise	$0	+4.27K	+1.73%	$0.00	251K	Apr 30, 2022	Direct	F1
transaction	BALY	Common Stock	Award	$0	+4.27K	+1.7%	$0.00	255K	Apr 30, 2022	Direct	F2
transaction	BALY	Common Stock	Tax liability	-$100K	-3.36K	-1.32%	$29.84	252K	Apr 30, 2022	Direct	F3
holding	BALY	Common Stock						3K	Apr 30, 2022	By Spouse

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BALY	Restricted Stock Unit	Options Exercise	$0	-4.27K	-100%	$0.00^*	0	Apr 30, 2022	Common Stock	4.27K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Stephen H. Capp is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.
F2	In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.
F3	As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.