Christina Wiater - 14 Feb 2022 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
PFO / PAO
Signature
/s/ Richard J. Hart, Attorney-in-fact
Issuer symbol
BSIG
Transactions as of
14 Feb 2022
Net transactions value
-$5,895
Form type
4
Filing time
16 Feb 2022, 15:02:15 UTC
Previous filing
22 Dec 2021
Next filing
09 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +680 +49% $0.000000 2,057 14 Feb 2022 Direct
transaction BSIG Common Stock Sale $4,976 -200 -9.7% $24.88 1,857 15 Feb 2022 Direct F1
transaction BSIG Common Stock Sale $919 -37 -2% $24.84 1,820 15 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -680 -50% $0.000000 680 14 Feb 2022 Common Stock 680 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
F2 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F3 On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.